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Recent Investigations

RECENTLY FILED – MONEY CONCEPTS

Colling Gilbert Wright & Carter have recently filed a FINRA arbitration claim on behalf of an investorwho purchased alternative investments and a small cap gold exploration stock through Money Concepts Capital Corp. Our firm has recently filed a Financial Industry Regulatory Authority (FINRA)arbitration claim on behalf of an investor who purchased alternative investments and a […]

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INVESTIGATIONS – PUERTO RICO BOND FUNDS

Puerto Rico Closed-End Bond Funds: UBS is a financial services company that enjoys a strong presence in major markets throughout the world. Through the recommendations of its affiliate, UBS Financial Services Incorporated of Puerto Rico, this globally trusted company allegedly encouraged clients to take concentrated positions in closed-end Puerto Rican municipal bond funds. Now, thousands […]

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RECENTLY FILED – FIFTH THIRD UIT

Colling Gilbert Wright & Carter have recently filed a FINRA arbitration claim on behalf of an investor who purchased the First Trust Municipal Income Plus Closed-End Portfolio through Fifth Third Securities, Inc. Our firm has recently filed a Financial Industry Regulatory Authority (FINRA)arbitration claim on behalf of an investor who purchased shares of the First […]

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RECENTLY FILED – VSR ALTERNATIVE INVESTMENTS

Colling Gilbert Wright & Carter have recently filed a FINRA arbitration claim on behalf of investors who purchased alternative investments through VSRFinancial Services. We have recently filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against VSR Financial Services (VSR), a large regional brokerage firm headquartered in Overland Park, Kansas.  VSR is a full-service securities […]

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INVESTIGATIONS – UBS WILLOW FUND

The Willow Fund was a hedge fund offered by Union Bank of Switzerland (UBS) to the bank’s brokerage customers. Recently, UBS announced that it was liquidating the Willow fund.  Colling Gilbert Wright & Carter is currently investigating the sales practices employed by UBS representatives when recommending and selling the Willow Fund. It is believed that […]

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