(888) 513-3010Securities Litigation Attorneys at Colling Gilbert Wright are Investigating Former Center Street Securities Broker Satya Brata Shaw
The securities negligence and fraud attorneys at Colling Gilbert Wright are currently investigating former Center Street Securities, Inc. (“CSSI”) registered representative Satya Brata Shaw (“Mr. Shaw”), from the Tampa, Florida area. According to FINRA BrokerCheck, Mr. Shaw has at least eight regulatory actions and three customer disputes. On or about July 6, 2017, Mr. Shaw entered into […]
Read MorePuerto Rico Bond and Bond Fund Loss Recovery
UBS Financial Services, Santander Securities, Popular Securities and Oriental Financial Services are financial services companies that enjoy a strong presence in major markets throughout the world. These firms allegedly encouraged clients to take concentrated positions in Puerto Rican bonds closed-end municipal bond funds. Now, thousands of investors have received margin calls or been forced to liquidate their […]
Read MoreSecurities Litigation Attorneys at Colling Gilbert Wright are Investigating Former Investors Capital Corporation Broker William B. Gordon
The securities litigation attorneys at Colling Gilbert Wright are currently investigating allegations of unsuitability and negligence against Clearwater, registered representative William Blair Gordon (Mr. Gordon). Mr. Gordon has been registered with nine FINRA member firms including Investors Capital Corporation (ICC) where he was employed from October 1998 to November 2010. ICC was a member of Cetera […]
Read MoreFuture Income Payments (FIP) Scheme Leads to Securities Regulator Investigations
Colling Gilbert Wright has been contacted by several Orlando area investors in Future Income Payments, LLC (FIP) who are concerned that the returns they were promised have terminated. We are now investigating those claims with the intention of filing a civil complaint to recover investor losses. FIP marketing claims to be “the industry leader and an innovator […]
Read MoreWoodbridge Group Files for Bankruptcy Protection Amid Investigatin by the SEC
Woodbridge Group of Companies LLC, a high-end real estate developer, on December 4, 2017, filed for bankruptcy amid the departure of its chief executive and an investigation into potential securities fraud linked to $1 billion in investments. The upscale nature of the properties made investments in the company appear attractive. Woodbridge is also linked to over 200 […]
Read MoreFormer Berthel Fisher and VSR Financial Services broker Jay Costa Kelter, was indicted by a federal grand jury on five counts of wire fraud, 16 counts of mail fraud, and one count of securities fraud
Jay Costa Kelter, formerly known as Ignatius J. Costa, III, 48, was indicted yesterday by a federal grand jury on five counts of wire fraud, 16 counts of mail fraud, and one count of securities fraud, announced U.S. Attorney Don Cochran of the Middle District of Tennessee. The indictment alleges that Kelter, who was […]
Read MoreThe securities fraud attorneys at Colling Gilbert Wright are currently investigating former VSR Financial Services, Inc. Registered Representative (“VSR”) registered representative Paul C. Larsen (“Mr. Larsen”).
The securities fraud attorneys at Colling Gilbert Wright are currently investigating former VSR Financial Services, Inc. (“VSR”) registered representative Paul C. Larsen (“Mr. Larsen”), most recently from Naples, Florida. According to FINRA BrokerCheck, Mr. Larsen has at least sixteen customer complaints (all recorded between 2011 and 2016) and was terminated by VSR in September 2010. Many of the customer […]
Read MoreThe Securities Fraud Attorneys at Colling Gilbert Wright are currently investigating former Cetera Advisors LLC registered representative Christopher R. Hickman.
The securities fraud attorneys at Colling Gilbert Wright are currently investigating former Cetera Advisors, LLC (“Cetera”) registered representative Christopher Robert Hickman (“Mr. Hickman”), most recently from Delray Beach, Florida. According to FINRA BrokerCheck, Mr. Hickman has at least six customer complaints and was terminated by Cetera in July of 2015. He was subsequently suspended by the Financial Industry Regulatory Authority […]
Read MoreThe Securities Fraud Attorneys at Colling Gilbert Wright are investigating former International Assests Advisory LLC registered representative Norman K. Ferra, Jr.
The securities fraud attorneys at Colling Gilbert Wright are currently investigating former International Assets Advisory, LLC (“IAA”) registered representative Norman K. Farra, Jr. (“Mr. Farra”), most recently from Tampa, Florida. According to FINRA BrokerCheck, Mr. Farra has at least three customer complaints and terminated by IAA in November 2016. He was subsequently permanently barred by […]
Read MoreThe Securities Fraud Attorneys at Colling Gilbert Wright and Carter are investigating former Raymond James and Associates, Inc. registered representative Paul M. Alexander
The securities fraud attorneys at Colling Gilbert Wright and Carter are investigating former Raymond James and Associates, Inc. registered representative Paul M. Alexander, most recently of Palm Beach Gardens, Florida. According to FINRA’s Broker Check, Mr. Alexander has a at least five pending or settled customer complaints involving unauthorized trading and/or misrepresentation and unsuitability. Mr. Alexander was permited to resign from Raymond James in March 2015 after findings he excercised […]
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