Research Your Broker

Request a Free Case Evaluation

You can research your investment firm and broker’s history through online and offline sources including:

National Association of Securities Dealers
FINRA (formerly NASD)‘s Broker Check
Public Disclosure Hotline: (800) 289-9999
State Records
Individual states also keep records on brokers. You’ll find a list of state contacts on the FINRA (formerly NASD’s) investor site

Contact Stock Broker Fraud Attorneys of Stock Market Fraud Law Firm today for your free stock broker case evaluation.

Have you been the victim of broker negligence or fraud?

Fill out the form below to receive a FREE consultation, or call our office at (888) 513-3010.

Awards & Settlements

$5,500,000.00

Recovery for losses related to research provided by an investment banking firm.

4,300,000.00

Recovery for losses related to Puerto Rico Bonds and Closed-End Bond Funds.

$3,300,000.00

Recovery for losses related to the recommendation and sale of Non-Conforming Investments (REITs and BDCs) by a National Independent Broker/Dealer

$1,700,000.00

Recovery for losses sustained by client of an RIA.

$1,429,000.00

Recovery for losses related to a Future Income Payment LLC (FIP) program

$1,200,000.00

Recovery for losses related to alternative investments (REITs, Direct Private Placements and Promissory Notes) sold by a regional Broker Dealer.

View More Awards and Settlements

Stock Market Fraud Law Firm
801 N. Orange Avenue #810
Orlando, Florida 32801

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(888) 513-3010

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