Call Now for a FREE Consultation (800) 766-1000

Recent Investigations

Puerto Rico Bond and Bond Fund Loss Recovery

UBS Financial Services, Santander Securities, Popular Securities and Oriental Financial Services are financial services companies that enjoy a strong presence in major markets throughout the world. These firms allegedly encouraged clients to take concentrated positions in Puerto Rican bonds closed-end municipal bond funds. Now, thousands of investors have received margin calls or been forced to liquidate their […]

Read More

Securities Litigation Attorneys at Colling Gilbert Wright & Carter are Investigating Former Investors Capital Corporation Broker William B. Gordon

The securities litigation attorneys at Colling Gilbert Wright & Carter are currently investigating allegations of unsuitability and negligence against Clearwater, registered representative William Blair Gordon (Mr. Gordon).  Mr. Gordon has been registered with nine FINRA member firms including Investors Capital Corporation (ICC) where he was employed from October 1998 to November 2010.  ICC was a member […]

Read More

Future Income Payments (FIP) Scheme Leads to Securities Regulator Investigations

Colling Gilbert Wright & Carter has been contacted by several Orlando area investors in Future Income Payments, LLC (FIP) who are concerned that the returns they were promised have terminated.  We are now investigating those claims with the intention of filing a civil complaint to recover investor losses.   FIP marketing claims to be “the industry leader and […]

Read More

Woodbridge Group Files for Bankruptcy Protection Amid Investigatin by the SEC

Woodbridge Group of Companies LLC, a high-end real estate developer, on December 4, 2017, filed for bankruptcy amid the departure of its chief executive and an investigation into potential securities fraud linked to $1 billion in investments. The upscale nature of the properties made investments in the company appear attractive. Woodbridge is also linked to over 200 […]

Read More

Former Berthel Fisher and VSR Financial Services broker Jay Costa Kelter, was indicted by a federal grand jury on five counts of wire fraud, 16 counts of mail fraud, and one count of securities fraud

Jay Costa Kelter, formerly known as Ignatius J. Costa, III, 48, was indicted yesterday by a federal grand jury on five counts of wire fraud, 16 counts of mail fraud, and one count of securities fraud, announced U.S. Attorney Don Cochran of the Middle District of Tennessee.   The indictment alleges that Kelter, who was […]

Read More

The securities fraud attorneys at Colling Gilbert Wright & Carter are currently investigating former VSR Financial Services, Inc. Registered Representative (“VSR”) registered representative Paul C. Larsen (“Mr. Larsen”).

The securities fraud attorneys at Colling Gilbert Wright & Carter are currently investigating former VSR Financial Services, Inc. (“VSR”) registered representative Paul C. Larsen (“Mr. Larsen”), most recently from Naples, Florida.  According to FINRA BrokerCheck, Mr. Larsen has at least sixteen customer complaints (all recorded between 2011 and 2016) and was terminated by VSR in September 2010.  Many of […]

Read More

The Securities Fraud Attorneys at Colling Gilbert Wright & Carter are currently investigating former Cetera Advisors LLC registered representative Christopher R. Hickman.

The securities fraud attorneys at Colling Gilbert Wright & Carter are currently investigating former Cetera Advisors, LLC (“Cetera”) registered representative Christopher Robert Hickman (“Mr. Hickman”), most recently from Delray Beach, Florida.  According to FINRA BrokerCheck, Mr. Hickman has at least six customer complaints and was terminated by Cetera in July of 2015.  He was subsequently suspended by the Financial Industry […]

Read More

The Securities Fraud Attorneys at Colling Gilbert Wright & Carter are investigating former International Assests Advisory LLC registered representative Norman K. Ferra, Jr.

The securities fraud attorneys at Colling Gilbert Wright & Carter are currently investigating former International Assets Advisory, LLC (“IAA”) registered representative Norman K. Farra, Jr. (“Mr. Farra”), most recently from Tampa, Florida.  According to FINRA BrokerCheck, Mr. Farra has at least three customer complaints and terminated by IAA in November 2016.  He was subsequently permanently […]

Read More

The Securities Fraud Attorneys at Colling Gilbert Wright and Carter are investigating former Raymond James and Associates, Inc. registered representative Paul M. Alexander

The securities fraud attorneys at Colling Gilbert Wright and Carter are investigating former Raymond James and Associates, Inc. registered representative Paul M. Alexander, most recently of  Palm Beach Gardens, Florida.  According to FINRA’s Broker Check, Mr. Alexander has a at least five pending or settled customer complaints involving unauthorized trading and/or misrepresentation and unsuitability. Mr. Alexander was permited to resign from Raymond James in March 2015 after findings he excercised […]

Read More

The Securities Litigation Attorneys at Colling Gilbert Wright & Carter are Investigating Former Broker Norman R. Sicard, Jr.

The securities fraud attorneys at Colling Gilbert Wright and Carter are investigating former Broker Dealer Financial Services Corp. registered representative Norman R. Sicard, Jr. most recently of  Orlando, Florida.  According to FINRA’s Broker Check, Mr. Sicard has a pending customer complaint seeking to recover in excess of one million dollars.    Mr. Sicard has been employed in the securities industry since August 1992.  In […]

Read More