What is FINRA?
FINRA is an independent nonprofit organization that has been authorized by Congress to ensure investors are protected against stock market fraud. FINRA handles over 99% of all securities related arbitrations and mediations, and is able to take disciplinary action against individuals and firms that engage in unfair practices or unethical behavior. The stock fraud attorneys at Colling Gilbert Wright & Carter have litigated hundreds of FINRA arbitration claims and successfully recovered millions of dollars for our clients.
FINRA has thousands of dedicated employees who work to ensure investors are protected against all forms of illegal and unethical broker activities. This includes ensuring honesty in advertising and representation of products, proper licensing of brokers and firms, and suitability of products being sold to investors. If you believe your rights have been violated, one of our stock market attorneys would be happy to review your claim free of charge to help you determine if you have cause to file a claim with FINRA.
The stock market attorneys at Colling Gilbert Wright & Carter have decades of combined experience helping victims of unscrupulous brokers get justice. To schedule your free consultation or to learn more about your rights, please contact us online or by calling (407) 712-7300 today. Located in Florida, our FINRA attorneys represent victims of fraud throughout the United States.