Stock Market Fraud Attorneys Blog

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When Can You Sue for Securities Fraud?

January 27, 2020

Newbridge Securities and Bruce Howard Jordan Censured and Fined by FINRA

January 8, 2020

Oppenheimer Order by FINRA to Pay $3.8 Million to Customers for “Potentially Excessive Sales Charges”

January 8, 2020

What to Do If You Suspect Your Stockbroker of Unauthorized Trading

November 4, 2019

Fed Expected to Relax Regulations on Big Banks

October 10, 2019

How Do Class Action Claims Work?

August 5, 2019

GPB Capital Holdings Accused of Financial Misconduct by Business Partner and Investors are Filing FINRA Arbitration Claims

August 2, 2019

3 Types of Mutual Fund Fraud & Trickery

May 10, 2019

UBS Allegedly Downplayed the Risk of Chasing Yield in Their “Yield Enhancement Strategy”

May 7, 2019

Florida House Proposes Bill to Protect Elders from Financial Fraud

April 9, 2019

Awards & Settlements

$5,500,000.00

Recovery for losses related to research provided by an investment banking firm.

$3,300,000.00

Recovery for losses related to Puerto Rico Bonds and Closed-End Bond Funds.

$1,700,000.00

Recovery for losses sustained by client of an RIA.

$1,200,000.00

Recovery for losses related to alternative investments (REITs, Direct Private Placements and Promissory Notes) sold by a regional Broker Dealer.

$1,150,000.00

Recovery for losses related to energy-related securities sold by a national Broker Dealer.

$1,100,000.00

Recovery for losses related to short-term bond funds sold by national Broker Dealer.

View More Awards and Settlements

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