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Stockbroker Fraud Lawyers | Colling Gilbert Wright and Carter

Whiting Petroleum Reverse Stock Split Investigation

September 8, 2020

FS KKR Capital Corp II (NYSE: FSKR)

July 7, 2020

Bond Market Sees Record $74 Billion of Inflows in May

June 17, 2020

Florida Office of Financial Regulation (OFR) – Guidance to the State’s securities professionals in Light of Florida’s State of Emergency

March 17, 2020

Market Crash Reveals Investment Flaws

March 16, 2020

When Can You Sue for Securities Fraud?

January 27, 2020

Newbridge Securities and Bruce Howard Jordan Censured and Fined by FINRA

January 8, 2020

Oppenheimer Order by FINRA to Pay $3.8 Million to Customers for “Potentially Excessive Sales Charges”

January 8, 2020

Awards & Settlements

$5,500,000.00

Recovery for losses related to research provided by an investment banking firm.

4,100,000.00

Recovery for losses related to Puerto Rico Bonds and Closed-End Bond Funds.

$1,700,000.00

Recovery for losses sustained by client of an RIA.

$1,200,000.00

Recovery for losses related to alternative investments (REITs, Direct Private Placements and Promissory Notes) sold by a regional Broker Dealer.

$1,150,000.00

Recovery for losses related to energy-related securities sold by a national Broker Dealer.

$1,100,000.00

Recovery for losses related to short-term bond funds sold by national Broker Dealer.

View More Awards and Settlements

Colling, Gilbert, Wright & Carter
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Orlando, Florida 32801

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