SEC Charges Former Florida Brokerage Representative with Defrauding Senior and Disabled Customers

On July 12, 2023, the Securities and Exchange Commission filed partially settled charges against Joseph Michael “Mike” Todd, a resident of Panama City, Florida, and his entities Todd Financial Services, LLC (“TFS”) and TFS Insurance Services LLC (“TFS Insurance”), for defrauding at least 20 brokerage customers of at least $3 million.

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