Stock Market Fraud Attorneys Blog

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Investigation of former Ameriprise Broker Brian Michael Megibow

September 30, 2025

Welltower has agreed to acquire NorthStar Healthcare Income REIT in a $900 million all-cash transaction

July 22, 2025

Investigation into misrepresentation of structured notes claims against Cetera

July 22, 2025

Investigation of Newbridge Securities Broker Michael Leonard Whitaker

June 30, 2025

autocallable notes lawyer | Stockl Market Fraud

Autocallable Notes and Broker Negligence: Are Your Losses Recoverable?

December 3, 2024

New Article Reveals Challenges Faced By Defrauded Investors

July 19, 2023

Vanguard Target Date Funds and Adverse Tax Consequences

June 7, 2023

Florida Office of Financial Regulation (OFR) – Guidance to the State’s securities professionals in Light of Florida’s State of Emergency

March 17, 2020

Oppenheimer Order by FINRA to Pay $3.8 Million to Customers for “Potentially Excessive Sales Charges”

January 8, 2020

Fed Expected to Relax Regulations on Big Banks

October 10, 2019

Awards & Settlements

$5,500,000.00

Recovery for losses related to research provided by an investment banking firm.

4,300,000.00

Recovery for losses related to Puerto Rico Bonds and Closed-End Bond Funds.

$3,300,000.00

Recovery for losses related to the recommendation and sale of Non-Conforming Investments (REITs and BDCs) by a National Independent Broker/Dealer

$1,700,000.00

Recovery for losses sustained by client of an RIA.

$1,429,000.00

Recovery for losses related to a Future Income Payment LLC (FIP) program

$1,200,000.00

Recovery for losses related to alternative investments (REITs, Direct Private Placements and Promissory Notes) sold by a regional Broker Dealer.

View More Awards and Settlements

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Orlando, Florida 32801

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