Stock Market Fraud Attorneys Blog

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What to Do If You Suspect Your Stockbroker of Unauthorized Trading

November 4, 2019

Morgan Stanley Abandons Industry Recruitment Protocol

November 2, 2017

The Securities Fraud Attorneys at Colling Gilbert Wright are currently investigating former Cetera Advisors LLC registered representative Christopher R. Hickman

June 23, 2017

How Do I Know If My Broker is Churning My Account?

February 21, 2017

Do I Have an Unauthorized Trading Claim?

April 28, 2016

Morgan Stanley Hit with $2.5Million FINRA Arbitration Award

July 31, 2015

Former Well Fargo Analyst To Settle Insider Trading Case

March 30, 2015

What is Churning?

October 29, 2014

Awards & Settlements

$5,500,000.00

Recovery for losses related to research provided by an investment banking firm.

4,300,000.00

Recovery for losses related to Puerto Rico Bonds and Closed-End Bond Funds.

$3,300,000.00

Recovery for losses related to the recommendation and sale of Non-Conforming Investments (REITs and BDCs) by a National Independent Broker/Dealer

$1,700,000.00

Recovery for losses sustained by client of an RIA.

$1,429,000.00

Recovery for losses related to a Future Income Payment LLC (FIP) program

$1,200,000.00

Recovery for losses related to alternative investments (REITs, Direct Private Placements and Promissory Notes) sold by a regional Broker Dealer.

View More Awards and Settlements

Stock Market Fraud Law Firm
801 N. Orange Avenue #810
Orlando, Florida 32801

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