The securities fraud attorneys at Colling Gilbert Wright & Carter are currently investigating former International Assets Advisory, LLC ("IAA") registered representative Norman K. Farra, Jr. ("Mr. Farra"), most recently from Tampa, Florida. According to FINRA BrokerCheck, Mr. Farra has at least three customer complaints and terminated by IAA in November 2016. He was subsequently permanently barred by the securities industry for failing to cooperate with regulators investigating alleged outside business activities and private securities transactions.
Mr. Farra had been employed in the securities industry for over twenty yeas and have been previously employed with at least nine other brokerage firms including Merriman Capital, Inc., Aegis Capital Corp., R.F. Lafferty & Co., Gunnallen Financial, Inc., Wheat, First Securities, Inc., Cresta Capital Strategies and Chatfield Dean. Many of these firms are no longer in business.
Clients of Norman Ferra, who have suffered losses may be able recover their losses through FINRA securities arbitration. The experienced securities fraud attorneys at Colling Gilbert Wright & Carter have successfully represented hundreds of investors in cases of unsuitable and unauthorized trading, negligence, breaches of fiduciary duty and failures in supervision. Our case reviews are free of charge and our firm is only compensated if you receive compensation for your losses. Please contact us or call (800) 766-1000 for further information.