The securities fraud attorneys at Colling Gilbert Wright and Carter are investigating former Raymond James and Associates, Inc. registered representative Paul M. Alexander, most recently of Palm Beach Gardens, Florida. According to FINRA's Broker Check, Mr. Alexander has a at least five pending or settled customer complaints involving unauthorized trading and/or misrepresentation and unsuitability. Mr. Alexander was permited to resign from Raymond James in March 2015 after findings he excercised unathorized discreation in a client's account and he was subsequently sanctioned by the Financial Industry Regulatory Authority (FINRA) in November 2016.
Mr. Alexander had been employed in the securities industry since November 2000 and was with A.G. Edwards & Sons, Inc. and Merrill Lynch Pierce Fenner & Smith prior to joining Raymond James. He left the securities industry following his resignation from Raymond James in the spring of 2015.
Clients of Paul Alexander, who have suffered losses may be able recover their losses through FINRA securities arbitration. The experienced securities fraud attorneys at Colling Gilbert Wright & Carter have successfully represented hundreds of investors in cases of unsuitable and unauthorized trading, negligence, breaches of fiduciary duty and failures in supervision. Our case reviews are free of charge and our firm is only compensated if you receive compensation for your losses. Please contact us or call (800) 766-1000 for further information.