- What is Securities Fraud?
- Questions about Stockbroker Fraud
- Signs of Fraud
- Internet Fraud
- Frequently Asked Questions
- Suspected Broker & Stock Fraud
- Online Investor Resources
Federal Trade Commission
The FTC enforces federal consumer protection laws that prevent fraud, deception and unfair business practices. There website contains resources for investment fraud, internet scams and price-fixing schemes.
FTC Consumer Complaint Form
Online form allows consumers to submit a complaint to the Federal Trade Commission Bureau of Consumer Protection about a particular company or organization. “While the FTC does not resolve individual consumer problems, your complaint helps us investigate fraud, and can lead to law enforcement action.”
National Association of Securities Dealers Dispute Resolution
FINRA (formerly NASD) operates the largest dispute resolution forum in the securities industry to assist in the resolution of monetary and business disputes between and among investors, securities firms, and individual registered representatives.
FINRA (formerly NASD) Investor Background Center
FINRA (formerly NASD) resources for checking the background of your broker.
The Internet Fraud Complaint Center
The Internet Fraud Complaint Center (IFCC) is a partnership between the Federal Bureau of Investigation (FBI) and the National White Collar Crime Center (NW3C). IFCC’s mission is to address fraud committed over the Internet.
Call Orlando Securities and Stock Fraud Attorneys at Colling Gilbert Wright & Carter for your complimentary stock broker case evaluation.