Late in 2015, the Financial Industry Regulatory Authority (FINRA) Dispute Resolution Task Force, a group formed solely for the purpose of systematically assessing and critiquing securities arbitration, released its Final Report and recommendations. The report contains 51 individual recommendations designed to improve FINRA’s heavily-regulated dispute resolution program. Some recommendations offer specific details on implementation; others urge conceptual reform of a particular aspect of the arbitration process but leave FINRA to take care of fleshing out the details.
A Pace University law clinic article describes in more detail the finds.
The stock market attorneys at Colling Gilbert Wright & Carter have decades of combined experience helping victims of unscrupulous brokers get justice. To schedule your free consultation or to learn more about your rights, please contact us online or by calling (407) 712-7300 today. Located in Florida, our FINRA attorneys represent victims of fraud throughout the United States.