Securities and Exchange Commission Issues Structured Product Report

Representing Investors Nationwide

On July 27, 2011, the Securities and Exchange Commission staff issued a report identifying common weaknesses seen in sales of structured securities products and describing measures by broker-dealers to better protect retail investors from fraud and abusive sales practices.

The summary report can be viewed here.

If you have purchased a structured product through your brokerage firm or investment advisor and lost money, you may be entitled to compensation. Please contact our office for a free case evaluation.